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An SEC Enforcement Division investigation found that Sean C. Cooper improperly withdrew more than $320,000 from a hedge fund he managed for San Francisco-based investment advisory firm WestEnd Capital Management LLC.
9 de ago. de 2016 · Sean C. Cooper, Plaintiff–Appellant v. WestEnd Capital Management, L.L.C.; George Bolton Holdings, L.L.C.; George Bolton; Gustave Ozag; George Elliman, Defendants–Appellees. (2016) Docket No: No. 15-31068. Decided: August 09, 2016. Court: United States Court of Appeals, Fifth Circuit.
SEAN C. COOPER, . ANSWER AND AFFIRMATIVE DEFENSES TO ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 203(f) AND 203(k) OF THE . Respondent. INVESTMENT ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 .
Sean Cory Cooper. Actor: Crash. Sean Cory Cooper was born in Hartford, Connecticut, the product of an affair between his mother and a married jazz pianist. He got the acting bug early, performing in a community theatre production of "David And Lisa", but he didn't seriously pursue acting until after high school.
SEAN C. COOPER , . Respondent. ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE -AND -DESIST ORDER PURSUANT TO SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 . I. .
Sean C. Cooper. Actor: Crash. Sean Cory Cooper was born in Hartford, Connecticut, the product of an affair between his mother and a married jazz pianist. He got the acting bug early, performing in a community theatre production of "David And Lisa", but he didn't seriously pursue acting until after high school.
26 de ago. de 2013 · Full title:SEAN C. COOPER v. WESTEND CAPITAL MANAGEMENT, LLC. Court:UNITED STATES DISTRICT COURT EASTERN DISTRICT OF LOUISIANA SECTION "N" (3) Date published: Aug 26, 2013. CitationsCopy Citation. (E.D. La. Aug. 26, 2013) From Casetext: Smarter Legal Research. Cooper v. WestEnd Capital Mgmt., LLC.