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BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of investment professionals, brokerage firms and investment adviser firms.
Frequently asked questions about FINRA BrokerCheck, a free tool for researching brokers, brokerage firms, investment advisers & investment adviser firms.
BrokerCheck Search Help. You may search BrokerCheck for an individual or firm by name, CRD/SEC number, employing firm (individual searches only) or zip code.
Details on a broker’s background and qualifications are available for free on FINRA’s BrokerCheck website. Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators’ websites.
2 de mar. de 2024 · What Is FINRA BrokerCheck? FINRA BrokerCheck is a free, online tool that helps individuals research brokers, investment firms, and financial advisers.
19 de ene. de 2023 · BrokerCheck is a free online tool provided by the Financial Industry Regulatory Authority (FINRA). Investors can use it to research and verify the professional backgrounds of brokers, brokerage...